• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SUSAN DENISE VARGASON
SUSAN DENISE GRADY, SUSAN GRADY, SUSAN WHITE
CRD#: 2445392
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 1776 Pleasant Plain Rd.
Fairfield, IA 52556
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 1776 PLEASANT PLAIN RD
FAIRFIELD, IA 52556-8757
Registration History
19952000200520102015202020252 FIRMS2007 - 2016 (9 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - Present (7 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)1994 - 2007 (13 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 7/10/2017

B
Massachusetts 8/28/2019

IA
Arizona 7/10/2017

B
Minnesota 5/4/2022

B
Iowa 7/10/2017

IA
Minnesota 5/4/2022

IA
Iowa 7/11/2017

B
Vermont 2/13/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556-8757
Gilbert, AZ
Registered with this firm since 7/10/2017

IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
1776 Pleasant Plain Rd., Fairfield, IA 52556
Gilbert, AZ
Registered with this firm since 7/10/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/27/2016 - 06/28/2017 DFPG INVESTMENTS, INC. (CRD#:155576) Gilbert, AZ
B
10/27/2016 - 06/28/2017 DFPG INVESTMENTS, INC. (CRD#:155576) SANDY, UT
IA
03/12/2007 - 10/01/2016 VSR ADVISORY SERVICES (CRD#:14503) OVERLAND PARK, KS
B
03/12/2007 - 10/01/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) OVERLAND PARK, KS
IA
05/08/2006 - 03/13/2007 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) OVERLAND PARK, KS
B
01/27/1994 - 03/13/2007 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.