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Detailed Report
BRUCE THOMAS MCMILLIN
BRUCE MCMILLIN
CRD#: 2445151
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2316 E LITTLE CREEK RD
NORFOLK, VA 23518
Registration History
19952000200520102015202020252 FIRMS2002 - Present (23 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)1994 - 2002 (7 years)BF.N. WOLF & CO., INC. (CRD# 13051)1994 - 1994 (<1 year)
Disclosure(s)
View By:
9/29/2008
Customer Dispute
Denied
4/5/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/9/2023
B
Ohio 3/12/2002
B
California 3/3/2015
B
Oregon 7/12/2024
B
Colorado 6/7/2019
B
Pennsylvania 7/10/2024
B
Connecticut 12/16/2022
B
South Carolina 12/16/2022
B
District of Columbia 6/24/2024
B
South Dakota 12/16/2022
B
Florida 3/15/2002
B
Tennessee 3/12/2002
B
Georgia 6/17/2005
B
Texas 7/30/2015
B
Indiana 12/16/2022
IA
Texas 7/31/2015
B
Kentucky 4/2/2024
B
Utah 1/13/2004
B
Maryland 2/13/2024
B
Virginia 3/12/2002
B
Michigan 11/19/2024
IA
Virginia 3/22/2002
B
New Jersey 7/14/2010
B
Washington 8/15/2006
B
New York 12/16/2022
B
Wisconsin 11/19/2024
B
North Carolina 3/12/2002

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2316 E LITTLE CREEK RD, NORFOLK, VA 23518
999 WATERSIDE DR STE 1800, DOMINION TOWER [V4-RBO], NORFOLK, VA 23510
Registered with this firm since 3/22/2002
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2316 E LITTLE CREEK RD, NORFOLK, VA 23518
999 WATERSIDE DR STE 1800, DOMINION TOWER [V4-RBO], NORFOLK, VA 23510
Registered with this firm since 3/12/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/17/1994 - 03/04/2002 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
B
 02/15/1994 - 03/04/1994 F.N. WOLF & CO., INC. (CRD#:13051)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.