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LUIS MUNOZ
LUIS ANGEL MUNOZ JR
CRD#: 2445043
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1900 W 49TH ST
HIALEAH, FL 33012
Registration History
19952000200520102015202020252 FIRMS1998 - 2000 (1 year)2 FIRMS2005 - 2016 (10 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - Present (5 years)BIFMG SECURITIES, INC. (CRD# 14416)2004 - 2005 (1 year)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)2000 - 2004 (4 years)BGRIFFIN FINANCIAL SERVICES (CRD# 10823)1997 - 1998 (<1 year)BBARNETT INVESTMENTS, INC. (CRD# 14897)1997 - 1997 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1996 - 1997 (<1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1995 - 1996 (1 year)
License(s)

State Registrations

B
Alabama 8/4/2020

B
New Jersey 6/2/2020

B
Arkansas 11/3/2020

B
New York 6/2/2020

B
California 10/12/2020

B
North Carolina 6/2/2020

B
District of Columbia 7/11/2025

B
Puerto Rico 6/2/2020

B
Florida 5/7/2020

B
South Carolina 6/2/2020

IA
Florida 5/18/2020

B
Texas 8/7/2020

B
Georgia 6/2/2020

IA
Texas 8/10/2020

B
Nevada 3/1/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Texas, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1900 W 49TH ST, HIALEAH, FL 33012
1137 W 68TH ST, HIALEAH, FL 33014
Registered with this firm since 5/18/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1900 W 49TH ST, HIALEAH, FL 33012
1137 W 68TH ST, HIALEAH, FL 33014
Registered with this firm since 5/7/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/17/2019 - 01/07/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
06/07/2019 - 01/07/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
IA
03/15/2017 - 06/04/2019 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) COOPER CITY, FL
B
03/02/2017 - 06/04/2019 CETERA INVESTMENT SERVICES LLC (CRD#:15340) COOPER CITY, FL
IA
07/07/2016 - 02/24/2017 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PLANTATION, FL
B
07/05/2016 - 02/24/2017 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PLANTATION, FL
IA
10/24/2005 - 06/16/2016 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) DAVIE, FL
B
08/01/2005 - 06/16/2016 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) DAVIE, FL
B
05/03/2004 - 08/02/2005 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
B
04/06/2000 - 04/30/2004 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
07/31/1998 - 03/30/2000 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
07/20/1998 - 03/30/2000 SOUTHTRUST SECURITIES, INC. (CRD#:17922) BIRMINGHAM, AL
B
11/07/1997 - 07/16/1998 GRIFFIN FINANCIAL SERVICES (CRD#:10823)
B
03/13/1997 - 11/07/1997 BARNETT INVESTMENTS, INC. (CRD#:14897) JACKSONVILLE, FL
B
06/19/1996 - 02/12/1997 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
01/18/1995 - 03/18/1996 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.