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Sandra Renee Worsham
SANDRA RENEE RIGGS, SANDRA RIGGS, SANDY RIGGS, Sandra Renee Whited, Sandra Whited
CRD#: 2444134
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 2440 RESEARCH BLVD
STE 500
ROCKVILLE, MD 20850
STE 500
ROCKVILLE, MD 20850
GROVE POINT INVESTMENTS, LLCCRD#: 1763 2440 Research Boulevard
Suite 500
Rockville, MD 20850
Suite 500
Rockville, MD 20850
0
Disclosures
29
Years of Experience
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State Registrations
B
Maryland 8/28/2019
B
Virginia 8/28/2019
IA
Maryland 4/1/2021
SRO Registrations
B
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IA
Registered with this firm since 4/1/2021
B
Registered with this firm since 8/28/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/28/2019 - 04/01/2021 | ROCKVILLE, MD | |
B | 05/14/1998 - 09/10/2018 | APPLETON, WI | |
IA | 07/23/1998 - 06/25/2018 | APPLETON, WI | |
B | 06/01/1998 - 12/31/2000 | APPLETON, WI | |
B | 03/21/1997 - 05/26/1998 | MINNEAPOLIS, MN | |
B | 05/03/1995 - 05/28/1997 | TAMPA, FL | |
B | 01/24/1994 - 03/01/1994 | OAKDALE, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.