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Detailed Report
Gregory C Supple
GREG SUPPLE, GREGORY CHEEVERS SUPPLE, Gregory Supple
CRD#: 2443499
IA
Investment Adviser
B
Broker
RAYMOND JAMES INVESTMENT MANAGEMENTCRD#: 174904 SAINT CHARLES, IL
CARILLON FUND DISTRIBUTORS, INC.CRD#: 139749 SAINT CHARLES, IL
Registration History
1995200020052010201520202025IARAYMOND JAMES INVESTMENT MANAG... (CRD# 174904)2023 - Present (1 year)BCARILLON FUND DISTRIBUTORS, INC. (CRD# 139749)2022 - Present (2 years)BVISION 4 FUND DISTRIBUTORS (CRD# 298105)2022 - 2022 (<1 year)BTHORNBURG SECURITIES CORPORATION (CRD# 14857)2005 - 2019 (14 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2000 - 2001 (<1 year)BDELAWARE DISTRIBUTORS, L.P. (CRD# 14232)2000 - 2000 (<1 year)BPIONEER FUNDS DISTRIBUTOR, INC. (CRD# 24497)1998 - 2000 (2 years)BNEW ENGLAND FUNDS, L.P. (CRD# 34754)1997 - 1997 (<1 year)BALLMERICA INVESTMENTS, INC. (CRD# 3960)1996 - 1996 (<1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1994 - 1996 (2 years)IATHORNBURG INVESTMENT MANAGEMEN... (CRD# 106357)2006 - 2019 (12 years)
License(s)

State Registrations

B
Florida 10/31/2022
IA
Illinois 9/8/2023
IA
Florida 10/3/2023
B
Wisconsin 10/24/2022
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Illinois 11/2/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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RAYMOND JAMES INVESTMENT MANAGEMENT (CRD#:174904)
SAINT CHARLES, IL
Registered with this firm since 9/8/2023
B
CARILLON FUND DISTRIBUTORS, INC. (CRD#:139749)
SAINT CHARLES, IL
Registered with this firm since 10/5/2022
Previous Registration(s)
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 04/01/2022 - 09/07/2022 VISION 4 FUND DISTRIBUTORS (CRD#:298105) SCOTTSDALE, AZ
IA
 12/20/2006 - 10/09/2019 THORNBURG INVESTMENT MANAGEMENT INC (CRD#:106357) ST. CHARLES, IL
B
 09/08/2005 - 10/09/2019 THORNBURG SECURITIES CORPORATION (CRD#:14857) SANTA FE, NM
B
 12/31/2000 - 11/08/2001 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
 11/02/2000 - 12/31/2000 DELAWARE DISTRIBUTORS, L.P. (CRD#:14232) PHILADELPHIA, PA
B
 07/22/1998 - 10/10/2000 PIONEER FUNDS DISTRIBUTOR, INC. (CRD#:24497) BOSTON, MA
B
 02/26/1997 - 06/05/1997 NEW ENGLAND FUNDS, L.P. (CRD#:34754) BOSTON, MA
B
 03/20/1996 - 10/31/1996 ALLMERICA INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
B
 01/20/1994 - 02/22/1996 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.