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Detailed Report
ROGER ROBERT RUDEN
CRD#: 2443415
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 601 E LOCUST ST.
SUITE 102
DES MOINES, IA 50309
Registration History
19952000200520102015202020252 FIRMS2008 - Present (16 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2004 - 2008 (4 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1994 - 2004 (9 years)IAING FINANCIAL PARTNERS, INC (CRD# 2882)2006 - 2008 (2 years)
Disclosure(s)
View By:
5/30/2012
Customer Dispute
Denied
License(s)

State Registrations

B
California 4/16/2010
B
Missouri 12/2/2008
IA
California 1/12/2018
IA
Missouri 5/20/2010
B
Florida 7/21/2010
B
Nebraska 12/2/2008
IA
Florida 9/20/2013
B
Nevada 5/19/2010
B
Iowa 12/2/2008
B
Texas 10/22/2024
IA
Iowa 12/2/2008
IA
Texas 10/22/2024
B
Massachusetts 4/19/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
601 E LOCUST ST. SUITE 102, DES MOINES, IA 50309
Registered with this firm since 12/2/2008
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
601 E LOCUST ST. SUITE 102, DES MOINES, IA 50309
Registered with this firm since 12/2/2008
Previous Registration(s)
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IA
 04/11/2006 - 12/03/2008 ING FINANCIAL PARTNERS, INC (CRD#:2882) DES MOINES, IA
B
 01/01/2004 - 12/03/2008 ING FINANCIAL PARTNERS, INC. (CRD#:2882) DES MOINES, IA
B
 04/20/1994 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.