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Detailed Report
RAYMOND LEW
CRD#: 2442909
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 10880 WILSHIRE BOULEVARD
23RD FLOOR
LOS ANGELES, CA 90024
Registration History
1995200020052010201520202025IAOPPENHEIMER & CO. INC. (CRD# 249)2007 - Present (17 years)BOPPENHEIMER & CO. INC. (CRD# 249)2003 - Present (22 years)BCIBC WORLD MARKETS CORP. (CRD# 630)1996 - 2003 (6 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1994 - 1996 (2 years)
License(s)

State Registrations

B
California 1/3/2003
B
Minnesota 1/3/2003
IA
California 7/26/2007
B
Montana 3/9/2017
B
Colorado 1/8/2025
B
Nevada 7/18/2008
B
Florida 1/3/2003
B
New York 1/3/2003
B
Georgia 4/17/2006
B
Oregon 3/27/2007
B
Illinois 1/3/2003
B
Texas 4/18/2022
B
Kentucky 8/24/2004
B
Virginia 8/27/2018
B
Massachusetts 10/22/2007
B
Washington 3/26/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
10880 WILSHIRE BOULEVARD 23RD FLOOR, LOS ANGELES, CA 90024
ROLLING HILLS ESTATES, CA
Registered with this firm since 7/26/2007
B
OPPENHEIMER & CO. INC. (CRD#:249)
10880 WILSHIRE BOULEVARD 23RD FLOOR, LOS ANGELES, CA 90024
ROLLING HILLS ESTATES, CA
Registered with this firm since 1/3/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/11/1996 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
 02/23/1994 - 03/11/1996 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.