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Detailed Report
JOHN CIKO III
CRD#: 2442816
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 207 E ROBERTSON ST STE A
BRANDON, FL 33511
Registration History
19952000200520102015202020252 FIRMS2003 - 2005 (2 years)2 FIRMS2005 - 2010 (4 years)2 FIRMS2010 - 2018 (8 years)2 FIRMS2018 - Present (7 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2002 - 2003 (<1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 1999 (<1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1995 - 1999 (3 years)BPML SECURITIES COMPANY (CRD# 4082)1994 - 1995 (1 year)
License(s)

State Registrations

B
Florida 2/14/2018
B
New York 2/14/2018
IA
Florida 2/15/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
207 E ROBERTSON ST STE A, BRANDON, FL 33511
Registered with this firm since 2/15/2018
B
LPL FINANCIAL LLC (CRD#:6413)
207 E ROBERTSON ST STE A, BRANDON, FL 33511
Registered with this firm since 2/14/2018
Previous Registration(s)
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IA
 02/16/2010 - 02/15/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) BRANDON, FL
B
 02/01/2010 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) BRANDON, FL
IA
 06/24/2005 - 02/10/2010 LPL FINANCIAL CORPORATION (CRD#:6413) TAMPA, FL
B
 06/24/2005 - 02/10/2010 LPL FINANCIAL CORPORATION (CRD#:6413) TAMPA, FL
IA
 04/16/2003 - 06/24/2005 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
B
 04/16/2003 - 06/24/2005 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
B
 09/27/2002 - 04/21/2003 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 05/03/1999 - 07/29/1999 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 10/31/1995 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 02/15/1994 - 10/13/1995 PML SECURITIES COMPANY (CRD#:4082) NEWARK, DE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.