Individual Firm
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Terrance Lee Woodfield Jr.
JR TERRANCE LEE WOODFIELD, TERRANCE LEE WOODFIELD JR, TERRANCE LEE WOODFIELD JR., TERRANCE LEE WOODFIELD, TERRY WOODFIELD
CRD#: 2441700
IA
B
EDWARD JONESCRD#: 250 8640 S RIVER PARKWAY
TEMPE, AZ 85284
TEMPE, AZ 85284
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arizona 12/1/2015
B
Illinois 2/15/2023
IA
Arizona 12/1/2015
B
Massachusetts 9/20/2016
B
Arkansas 9/20/2016
B
Utah 9/20/2016
B
Colorado 7/18/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/1/2015
B
Registered with this firm since 11/10/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/22/2013 - 07/28/2015 | PHOENIX, AZ | |
B | 01/18/2013 - 07/28/2015 | PHOENIX, AZ | |
IA | 12/12/2007 - 01/07/2013 | WILLIAMSVILLE, NY | |
B | 12/13/2007 - 01/07/2013 | WILLIAMSVILLE, NY | |
IA | 02/07/2005 - 11/15/2007 | WILLIAMSVILLE, NY | |
B | 09/20/2004 - 11/15/2007 | WILLIAMSVILLE, NY | |
B | 04/30/2001 - 09/20/2004 | NEW YORK, NY | |
B | 02/14/2000 - 03/16/2001 | ARLINGTON, TX | |
B | 08/21/1997 - 09/08/1999 | FORT MILL, SC | |
B | 03/01/1994 - 08/21/1997 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.