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Douglas Keith De Vries
DOUGLAS KEITH DEVRIES
CRD#: 2441434
IA
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EDWARD JONESCRD#: 250 1601 WASHINGTON ST
TWO RIVERS, WI 54241
TWO RIVERS, WI 54241
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10/7/1998
Customer Dispute
Settled
State Registrations
B
Arizona 1/3/2002
B
Nebraska 5/20/2024
B
California 3/18/2015
B
Ohio 10/1/2021
B
Colorado 12/7/2009
B
Pennsylvania 10/10/2006
B
Florida 6/27/1995
B
Tennessee 11/16/2005
B
Georgia 2/3/2025
B
Texas 4/17/2019
B
Illinois 11/22/2004
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Texas 4/18/2019
B
Indiana 1/24/2017
B
Virginia 8/25/2015
B
Michigan 7/8/2019
B
Washington 4/22/2024
B
Minnesota 8/9/2007
B
Wisconsin 4/21/1994
B
Missouri 1/18/2011
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Wisconsin 3/10/1998
SRO Registrations
B
B
B
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Registered with this firm since 3/10/1998
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Registered with this firm since 3/28/1994
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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