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SUEY SHEK WONG
CRD#: 2441316
IA
B
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 EAST WISCONSIN AVE
MILWAUKEE, WI 53202
MILWAUKEE, WI 53202
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arizona 2/21/2017
B
New York 1/2/2014
B
California 1/2/2014
B
North Carolina 6/21/2023
B
Colorado 8/18/2017
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Ohio 8/18/2017
B
District of Columbia 1/7/2016
B
Oregon 11/5/2015
B
Florida 11/13/2015
B
Pennsylvania 8/18/2017
B
Hawaii 6/7/2023
B
Texas 2/24/2020
B
Illinois 1/2/2014
IA
Texas 6/17/2020
B
Iowa 3/18/2015
B
Virginia 12/1/2021
B
Massachusetts 8/18/2017
B
Washington 7/17/2023
B
Minnesota 1/2/2014
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Wisconsin 12/24/2013
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Missouri 6/15/2017
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Wisconsin 12/24/2013
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New Mexico 6/21/2023
SRO Registrations
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B
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IA
Registered with this firm since 12/24/2013
B
Registered with this firm since 11/8/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/18/2008 - 11/11/2008 | MILWAUKEE, WI | |
B | 11/09/1998 - 12/20/2007 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.