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JOHN CHARLES BARRETT
CRD#: 2441038
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 720 S MAIN ST
KALISPELL, MT 59901
KALISPELL, MT 59901
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 720 S MAIN ST
KALISPELL, MT 59901
KALISPELL, MT 59901
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Alaska 2/17/2021
B
North Carolina 9/20/2023
B
Arizona 2/17/2021
B
North Dakota 4/8/2021
B
California 2/17/2021
B
Oregon 10/16/2023
B
Hawaii 2/17/2021
B
Texas 10/16/2023
B
Kansas 4/13/2021
IA
Texas 10/17/2023
B
Minnesota 2/17/2021
B
Utah 10/16/2023
B
Montana 2/17/2021
B
Washington 10/16/2023
IA
Montana 2/17/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/17/2021
B
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/29/2005 - 02/22/2021 | KALISPELL, MT | |
B | 01/23/1995 - 02/22/2021 | KALISPELL, MT | |
B | 11/30/1994 - 12/22/1994 | ||
B | 01/21/1994 - 12/05/1994 | APPLETON, WI |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.