• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SIMON GARETH BAKER JR
CRD#: 2440645
IA
Investment Adviser
BAKERAVENUECRD#: 132657 301 BATTERY ST
FLOOR 2
SAN FRANCISCO, CA 94111
Registration History
199820002002200420062008201020122014201620182020202220242026IABAKERAVENUE (CRD# 132657)2005 - Present (20 years)IAVERIDI CAPITAL (CRD# 304374)2019 - 2021 (2 years)IASIMONBAKER & PARTNERS LLC (CRD# 282303)2016 - 2017 (1 year)IAGREAT GABLE PARTNERS, LP (CRD# 133184)2005 - 2014 (9 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2004 (1 year)IABANC OF AMERICA SECURITIES LLC (CRD# 26091)2002 - 2003 (<1 year)IADONALDSON LUFKIN & JENRETTE SE... (CRD# 7560)1997 - 2002 (5 years)
License(s)

State Registrations

IA
California 1/20/2005

IA
Texas 9/22/2008

Current Registration(s)
IA
BAKERAVENUE (CRD#:132657)
301 BATTERY ST FLOOR 2, SAN FRANCISCO, CA 94111
Registered with this firm since 1/20/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/16/2019 - 12/31/2021 VERIDI CAPITAL (CRD#:304374) SAN FRANCISCO, CA
IA
07/09/2016 - 11/15/2017 SIMONBAKER & PARTNERS LLC (CRD#:282303) NAPLES, FL
IA
01/21/2005 - 03/21/2014 GREAT GABLE PARTNERS, LP (CRD#:133184) SAN FRANCISCO, CA
IA
08/15/2003 - 12/06/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN FRANCISCO, CA
IA
09/25/2002 - 08/20/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) SAN FRANCISCO, CA
IA
07/08/1997 - 10/25/2002 DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.