Individual Firm
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DONNA JEAN MACKAY
DONNA J MACKAY
CRD#: 2440146
IA
B
MORGAN STANLEYCRD#: 149777 3801 PGA Blvd
Suite 602
Palm Beach Gardens, FL 33410
Suite 602
Palm Beach Gardens, FL 33410
View By:
4/28/2023
Customer Dispute
Settled
5/3/2018
Customer Dispute
Denied
State Registrations
B
Alabama 5/4/2022
B
Michigan 9/16/2011
B
Arizona 6/9/2022
B
Minnesota 5/4/2022
B
California 9/16/2011
B
Nevada 10/12/2023
B
Connecticut 9/16/2011
B
New Jersey 9/16/2011
B
District of Columbia 5/4/2022
B
New Mexico 5/4/2022
B
Florida 9/16/2011
B
New York 9/16/2011
IA
Florida 10/10/2013
B
North Carolina 9/16/2011
B
Georgia 11/13/2020
B
Pennsylvania 9/16/2011
B
Illinois 9/16/2011
B
Texas 11/15/2021
B
Indiana 3/2/2016
IA
Texas 11/23/2021
B
Louisiana 9/17/2024
B
Vermont 5/4/2022
B
Maine 5/4/2022
B
Virginia 10/1/2011
B
Maryland 1/16/2024
B
Washington 1/26/2015
B
Massachusetts 6/1/2022
B
Wyoming 9/16/2011
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/23/2011
B
Registered with this firm since 9/16/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/10/2008 - 09/19/2011 | MELVILLE, NY | |
B | 10/14/2008 - 09/19/2011 | MELVILLE, NY | |
B | 09/30/2005 - 09/09/2008 | SYOSSET, NY | |
B | 09/10/1997 - 01/05/2004 | NEW YORK, NY | |
B | 02/07/1994 - 08/18/1995 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.