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TALLY DREW LYKINS
TALLY LYKINS
CRD#: 2439455
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 3550 West Two Mile Road Suite A
Columbus, IN 47201
Columbus, IN 47201
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1/30/2020
Judgment / Lien
10/9/2008
Regulatory
Final
State Registrations
B
Indiana 4/26/2023
IA
Indiana 4/26/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 4/26/2023
B
Registered with this firm since 1/6/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/10/2010 - 07/25/2022 | COLUMBUS, IN | |
IA | 04/17/2009 - 07/20/2022 | COLUMBUS, IN | |
B | 07/09/2003 - 08/31/2010 | COLUMBUS, IN | |
IA | 12/21/2005 - 12/31/2008 | COLUMBUS, IN | |
IA | 02/13/2004 - 02/18/2004 | COLUMBUS, IN | |
IA | 11/20/2000 - 12/31/2003 | COLUMBUS, IN | |
B | 01/21/1994 - 07/16/2003 | NEW YORK, NY | |
B | 01/21/1994 - 01/05/2000 | NEW YORK, NY |
NEW YORK, NY
01/21/1994 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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