• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DANIEL MATTHEW LATHAM
ANIEL MATTHEW LATHAM, DAN MATTHEW LATHAM, DANIEL M. LATHAM
CRD#: 2438556
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 226 CROCKER PARK BLVD STE 200
WESTLAKE, OH 44145
Registration History
19952000200520102015202020252 FIRMS2008 - 2016 (8 years)2 FIRMS2016 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1994 - 2008 (13 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2008 (7 years)
License(s)

State Registrations

B
Arizona 6/30/2016

B
New Hampshire 11/16/2023

B
Arkansas 11/16/2023

B
New Jersey 7/7/2021

B
California 8/7/2017

B
New Mexico 11/16/2023

B
Colorado 9/6/2017

B
New York 6/30/2016

B
Connecticut 11/16/2023

B
North Carolina 6/30/2016

B
District of Columbia 11/16/2023

B
Ohio 6/30/2016

B
Florida 11/9/2018

IA
Ohio 6/30/2016

B
Georgia 1/2/2019

B
Oklahoma 11/16/2023

B
Illinois 6/30/2016

B
Pennsylvania 6/30/2016

B
Indiana 1/2/2019

B
South Carolina 6/30/2016

B
Iowa 1/2/2019

B
Tennessee 6/30/2016

B
Kansas 11/16/2023

B
Texas 1/2/2019

B
Kentucky 11/1/2019

IA
Texas 1/3/2019

B
Maine 3/21/2024

B
Utah 1/2/2019

B
Maryland 11/16/2023

B
Vermont 11/16/2023

B
Massachusetts 1/30/2020

B
Virginia 1/2/2019

B
Michigan 6/30/2016

B
Washington 6/30/2016

B
Minnesota 1/2/2019

B
West Virginia 11/16/2023

B
Missouri 11/16/2023

B
Wisconsin 3/21/2024

B
Nevada 11/16/2023

B
Wyoming 11/3/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
226 CROCKER PARK BLVD STE 200, WESTLAKE, OH 44145
OLMSTED TOWNSHIP, OH
Registered with this firm since 6/30/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
226 CROCKER PARK BLVD STE 200, WESTLAKE, OH 44145
OLMSTED TOWNSHIP, OH
Registered with this firm since 6/30/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/17/2008 - 07/11/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) WESTLAKE, OH
B
03/14/2008 - 07/11/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) WESTLAKE, OH
IA
04/20/2000 - 03/27/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLEVELAND, OH
B
09/12/1994 - 03/27/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.