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MICHAEL JAY FUENTES
CRD#: 2437548
IA
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WELLS FARGO ADVISORSCRD#: 19616 350 E LAS OLAS BLVD 19TH FL
FORT LAUDERDALE, FL 33301
FORT LAUDERDALE, FL 33301
0
Disclosures
30
Years of Experience
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State Registrations
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Alabama 8/19/2022
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Michigan 6/28/2018
B
Arizona 10/10/2013
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Mississippi 8/19/2022
B
Arkansas 7/24/2024
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Missouri 8/19/2022
B
California 5/9/2022
B
Nevada 8/19/2022
B
Colorado 8/19/2022
B
New Hampshire 8/19/2022
B
Connecticut 8/19/2022
B
New Jersey 7/1/2003
B
Delaware 8/19/2022
B
New Mexico 5/28/2014
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District of Columbia 8/19/2022
B
New York 7/1/2003
B
Florida 7/1/2003
B
North Carolina 8/8/2006
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Florida 7/1/2003
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Ohio 8/22/2022
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Georgia 7/1/2003
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Oregon 8/19/2022
B
Hawaii 8/19/2022
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Pennsylvania 8/19/2022
B
Idaho 8/19/2022
B
Rhode Island 8/19/2022
B
Illinois 5/9/2022
B
South Carolina 1/2/2018
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Indiana 8/19/2022
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Tennessee 8/19/2022
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Iowa 8/9/2023
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Texas 2/26/2019
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Kansas 8/19/2022
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Texas 2/27/2019
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Kentucky 8/19/2022
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Utah 5/18/2015
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Louisiana 8/19/2022
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Vermont 8/19/2022
B
Maine 2/24/2025
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Virginia 8/19/2022
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Maryland 7/12/2019
B
Washington 5/14/2012
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Massachusetts 6/26/2013
SRO Registrations
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IA
Registered with this firm since 7/1/2003
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Registered with this firm since 7/1/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/27/2000 - 07/01/2003 | FT. LAUDERDALE, FL | |
B | 10/27/2000 - 07/01/2003 | NEW YORK, NY | |
B | 06/23/1995 - 10/27/2000 | NEW YORK, NY | |
B | 04/13/1994 - 04/12/1995 | BOCA RATON, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.