Individual Firm
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CHRISTIAN VLADIMIROVICH CHERNIAK
CHRISTIAN V CHERNIAK
CRD#: 2437501
IA
B
MORGAN STANLEYCRD#: 149777 2400 Lakeview Parkway Suite 300
Alpharetta, GA 30009
Alpharetta, GA 30009
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1/23/2016
Customer Dispute
Denied
3/12/2012
Customer Dispute
Denied
4/29/2002
Customer Dispute
Withdrawn
7/12/2001
Customer Dispute
Denied
State Registrations
B
Alabama 10/30/2012
B
Montana 12/9/2024
B
California 6/1/2009
B
Nevada 6/2/2011
B
Colorado 1/24/2017
B
New Mexico 1/24/2018
B
District of Columbia 3/28/2019
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 8/12/2009
B
Georgia 6/1/2009
B
Oklahoma 2/26/2025
IA
Georgia 6/1/2009
B
Oregon 9/4/2014
B
Hawaii 7/10/2014
B
Pennsylvania 9/21/2009
B
Illinois 2/4/2020
B
South Carolina 1/17/2018
B
Kentucky 1/16/2018
B
Tennessee 6/1/2009
B
Louisiana 4/11/2014
B
Texas 6/1/2009
B
Maryland 2/8/2012
IA
Texas 4/8/2020
B
Massachusetts 2/22/2017
B
Utah 1/11/2018
B
Michigan 6/1/2009
B
Virginia 6/1/2009
B
Mississippi 3/5/2025
B
Wyoming 4/8/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2006 - 06/01/2009 | NEW YORK, NY | |
B | 02/21/2006 - 06/01/2009 | NEW YORK, NY | |
IA | 03/24/2003 - 02/21/2006 | ATLANTA, GA | |
B | 06/08/2000 - 02/21/2006 | BALTIMORE, MD | |
B | 08/02/1996 - 06/10/2000 | NEW YORK, NY | |
B | 01/12/1994 - 08/21/1996 | DETROIT, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.