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JACK LAWRENCE SLOAN
JACK LAWRENCE JAY
CRD#: 2437472
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 3525 N Causeway Blvd Suite 728
Metairie, LA 70002
Metairie, LA 70002
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Alabama 3/21/2023
IA
Louisiana 3/21/2023
B
Colorado 3/21/2023
B
Mississippi 3/21/2023
B
Florida 3/21/2023
B
Missouri 12/16/2024
B
Georgia 3/21/2023
B
North Carolina 4/2/2024
B
Kansas 3/21/2023
B
Texas 3/21/2023
B
Louisiana 3/21/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 3/21/2023
B
Registered with this firm since 3/21/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2021 - 04/04/2023 | METAIRIE, LA | |
B | 06/09/2021 - 04/04/2023 | METAIRIE, LA | |
IA | 01/01/2004 - 06/09/2021 | METAIRIE, LA | |
B | 01/01/2004 - 06/09/2021 | METAIRIE, LA | |
IA | 01/29/2003 - 01/01/2004 | METARIE, LA | |
B | 07/22/1999 - 01/01/2004 | DES MOINES, IA | |
B | 08/30/1994 - 07/22/1999 | ATLANTA, GA | |
B | 02/21/1994 - 09/14/1994 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.