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WILLIAM G O'BRIEN
WILLIAM GERALD O'BRIEN JR, BILL OBRIEN, WILLIAM GERALD OBRIEN JR
CRD#: 2436562
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 N 18TH ST 22ND FL
TWO LOGAN SQUARE
PHILADELPHIA, PA 19103
Registration History
19952000200520102015202020252 FIRMS2018 - Present (6 years)BMORGAN STANLEY (CRD# 149777)2009 - 2018 (9 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (<1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)1999 - 2008 (8 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1999 - 1999 (<1 year)BJ. B. HANAUER & CO. (CRD# 6958)1996 - 1999 (2 years)BHALPERT AND COMPANY, INC. (CRD# 7094)1995 - 1996 (1 year)BSTRATTON OAKMONT INC. (CRD# 18692)1994 - 1995 (<1 year)IAMORGAN STANLEY (CRD# 149777)2010 - 2018 (8 years)
License(s)

State Registrations

B
Arizona 11/28/2018

B
New York 11/28/2018

B
California 11/28/2018

B
Oklahoma 11/30/2018

B
Colorado 3/23/2021

B
Oregon 11/28/2018

B
Connecticut 11/28/2018

B
Pennsylvania 11/28/2018

B
Delaware 11/30/2018

IA
Pennsylvania 11/28/2018

B
Florida 11/28/2018

B
Rhode Island 11/28/2018

B
Maine 11/28/2018

B
South Carolina 1/8/2025

B
Maryland 11/28/2018

B
Texas 11/28/2018

B
Massachusetts 11/30/2018

IA
Texas 11/29/2018

B
New Jersey 11/28/2018

B
Virginia 11/28/2018

B
New Mexico 11/28/2018

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 N 18TH ST 22ND FL TWO LOGAN SQUARE, PHILADELPHIA, PA 19103
HAVERTOWN, PA
Registered with this firm since 11/28/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 N 18TH ST 22ND FL TWO LOGAN SQUARE, PHILADELPHIA, PA 19103
HAVERTOWN, PA
Registered with this firm since 11/28/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/01/2010 - 11/29/2018 MORGAN STANLEY (CRD#:149777) PHILADELPHIA, PA
B
06/01/2009 - 11/29/2018 MORGAN STANLEY (CRD#:149777) PHILADELPHIA, PA
B
08/29/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PHILADELPHIA, PA
B
10/01/1999 - 09/02/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) PHILADELPHIA, PA
B
02/24/1999 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
10/15/1996 - 03/03/1999 J. B. HANAUER & CO. (CRD#:6958) PARSIPPANY, NJ
B
03/13/1995 - 10/16/1996 HALPERT AND COMPANY, INC. (CRD#:7094) MILLBURN, NJ
B
11/28/1994 - 03/02/1995 STRATTON OAKMONT INC. (CRD#:18692)
FINRA expelled the firm on 06/29/1998
LAKE SUCCESS, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.