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Detailed Report
TIMOTHY SCOTT KELBAUGH
TIM SCOTT KELBAUGH
CRD#: 2436455
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 230 SCHILLING CIR STE 300
HUNT VALLEY, MD 21031
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (16 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1999 - 2006 (6 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)2003 - 2006 (2 years)
License(s)

State Registrations

B
Arkansas 2/2/2017
B
North Carolina 11/25/2014
B
Colorado 4/25/2024
B
Pennsylvania 2/13/2009
B
Connecticut 2/13/2009
IA
Pennsylvania 6/26/2024
B
Delaware 3/19/2013
B
Rhode Island 6/10/2014
B
Florida 2/13/2009
B
South Carolina 2/2/2017
B
Georgia 2/13/2009
B
Tennessee 2/13/2009
B
Maine 3/8/2023
B
Texas 4/1/2015
B
Maryland 2/13/2009
IA
Texas 4/1/2015
IA
Maryland 2/13/2009
B
Vermont 8/7/2017
B
Massachusetts 5/2/2013
B
Virginia 3/14/2013
B
New Jersey 2/13/2009
B
Washington 11/3/2014
B
New York 2/13/2009
B
West Virginia 1/11/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
230 SCHILLING CIR STE 300, HUNT VALLEY, MD 21031
NEW FREEDOM, PA
Registered with this firm since 2/13/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
230 SCHILLING CIR STE 300, HUNT VALLEY, MD 21031
NEW FREEDOM, PA
Registered with this firm since 2/13/2009
Previous Registration(s)
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IA
 02/21/2006 - 03/09/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HUNT VALLEY, MD
B
 02/21/2006 - 03/09/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HUNT VALLEY, MD
IA
 12/11/2003 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) HUNT VALLEY, MD
B
 10/06/1999 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.