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Registration History
2002200420062008201020122014201620182020202220242026IASONG ASSET MANAGEMENT CO. LLC (CRD# 134468)2005 - Present (19 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2005 (3 years)
Disclosure(s)
View By:
5/30/2001
Customer Dispute
Settled
License(s)

State Registrations

IA
Illinois 3/28/2005

Current Registration(s)
IA
SONG ASSET MANAGEMENT CO. LLC (CRD#:134468)
CHICAGO, IL
Registered with this firm since 3/28/2005

Previous Registration(s)
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IA
10/15/2001 - 03/24/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.