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DANIEL MATHEW HORNBLOWER
CRD#: 2436170
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Canton, MI
Registration History
19952000200520102015202020252 FIRMS2013 - Present (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2013 (10 years)BCOMERICA SECURITIES (CRD# 17079)1994 - 2003 (9 years)BFIMCO SECURITIES GROUP, INC. (CRD# 30343)1994 - 1994 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2013 (9 years)
License(s)

State Registrations

B
Arizona 5/31/2013

B
New Hampshire 10/24/2017

B
California 5/31/2013

B
New Jersey 8/13/2021

B
Colorado 10/8/2014

B
New York 5/31/2013

B
Florida 5/31/2013

B
North Carolina 5/31/2013

B
Georgia 1/3/2018

B
Ohio 5/31/2013

B
Illinois 5/31/2013

B
Oklahoma 1/6/2020

B
Indiana 5/31/2013

B
Pennsylvania 1/22/2015

B
Kentucky 1/6/2020

B
Rhode Island 9/26/2017

B
Massachusetts 11/17/2015

B
South Carolina 5/31/2013

B
Michigan 5/31/2013

B
Tennessee 1/6/2020

IA
Michigan 6/7/2013

B
Texas 5/31/2013

B
Minnesota 5/31/2013

IA
Texas 5/31/2013

B
Missouri 8/4/2016

B
Virginia 5/31/2013

B
Montana 5/31/2013

B
Washington 5/31/2013

B
Nevada 4/26/2021

B
Wisconsin 1/6/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Canton, MI
Registered with this firm since 5/31/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Canton, MI
Registered with this firm since 5/31/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/28/2004 - 06/03/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
B
05/02/2003 - 06/03/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
B
03/03/1994 - 05/06/2003 COMERICA SECURITIES (CRD#:17079) DETROIT, MI
B
03/03/1994 - 03/17/1994 FIMCO SECURITIES GROUP, INC. (CRD#:30343) PORT WASHINGTON, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.