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SCOTT DAVID HAMMER
SCOTT HAMMER
CRD#: 2435959
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5910 N CENTRAL EXPY
DALLAS, TX 75206
Registration History
19952000200520102015202020252 FIRMS2001 - 2004 (3 years)2 FIRMS2004 - 2007 (2 years)2 FIRMS2012 - 2016 (4 years)2 FIRMS2016 - Present (8 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2007 - 2012 (4 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1998 - 2001 (2 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1995 - 1997 (2 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1994 - 1994 (<1 year)
License(s)

State Registrations

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Arizona 9/30/2016

B
Nevada 1/3/2019

B
Arkansas 1/17/2017

B
New York 6/4/2024

B
California 11/20/2023

B
North Carolina 11/30/2021

B
Colorado 6/10/2020

B
Oklahoma 8/7/2019

B
Connecticut 8/6/2024

B
Tennessee 11/2/2022

B
Louisiana 9/30/2016

B
Texas 9/30/2016

B
Massachusetts 3/15/2023

IA
Texas 9/30/2016

B
Mississippi 7/14/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 9/30/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 9/30/2016

Previous Registration(s)
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IA
06/07/2012 - 10/12/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) DALLAS, TX
B
05/16/2012 - 10/12/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) DALLAS, TX
B
08/16/2007 - 05/30/2012 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) IRVING, TX
IA
11/19/2004 - 05/10/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
11/19/2004 - 05/10/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
IA
02/02/2001 - 12/17/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
02/02/2001 - 12/17/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
08/19/1998 - 02/07/2001 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
B
01/10/1995 - 10/16/1997 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
B
02/16/1994 - 08/25/1994 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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