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SUZANNE LYNN THOMPSON
SUZANNE LYNN FRASZCZAK
CRD#: 2435144
IA
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MORGAN STANLEYCRD#: 149777 111 South Pfingsten Road
Suite 200
Deerfield, IL 60015
Suite 200
Deerfield, IL 60015
0
Disclosures
29
Years of Experience
View By:
State Registrations
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Alabama 4/29/2022
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Montana 6/15/2021
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Alaska 4/29/2022
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Nebraska 3/13/2019
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Arizona 10/27/2015
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Nevada 3/13/2019
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Arizona 1/9/2017
B
New Hampshire 5/25/2022
B
Arkansas 3/13/2019
B
New Jersey 5/25/2022
B
California 7/11/2013
B
New Mexico 3/13/2019
B
Colorado 9/29/2020
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New York 10/27/2015
B
Connecticut 5/11/2022
B
North Carolina 3/13/2019
B
Delaware 5/11/2022
B
North Dakota 3/13/2019
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District of Columbia 1/31/2022
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Ohio 10/27/2015
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Florida 7/11/2013
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Oklahoma 5/25/2022
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Georgia 3/13/2019
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Oregon 5/25/2022
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Hawaii 5/25/2022
B
Pennsylvania 1/31/2022
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Idaho 5/25/2022
B
Puerto Rico 3/13/2019
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Illinois 6/1/2009
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Rhode Island 3/13/2019
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Illinois 6/8/2010
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South Carolina 3/13/2019
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Indiana 10/27/2015
B
South Dakota 3/13/2019
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Iowa 5/25/2022
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Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 3/13/2019
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Kentucky 5/25/2022
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Texas 3/11/2020
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Louisiana 5/10/2022
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Utah 3/13/2019
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Maine 5/25/2022
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Vermont 5/25/2022
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Maryland 5/25/2022
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Virgin Islands 5/25/2022
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Massachusetts 3/11/2019
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Virginia 1/31/2022
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Michigan 10/27/2015
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Washington 3/13/2019
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Minnesota 7/11/2013
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West Virginia 6/2/2022
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Mississippi 3/13/2019
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Wisconsin 7/11/2013
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Missouri 4/29/2022
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Wyoming 5/25/2022
SRO Registrations
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Registered with this firm since 6/8/2010
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/02/2007 - 06/01/2009 | RIVERWOODS, IL | |
B | 05/06/2004 - 04/02/2007 | RIVERWOODS, IL | |
B | 03/22/2001 - 03/29/2004 | DALLAS, TX | |
B | 12/05/1995 - 03/14/2001 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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