Individual Firm
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DANIEL TIMOTHY FAGAN
DAN FAGAN
CRD#: 2434920
IA
B
NEWEDGE ADVISORSCRD#: 171351 110 Washington Ave,
North Haven, CT 06473
North Haven, CT 06473
View By:
12/26/2017
Customer Dispute
Settled
State Registrations
IA
Connecticut 4/5/2022
IA
Registered with this firm since 4/5/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/05/2022 - 09/27/2024 | North Haven, CT | |
IA | 06/13/2005 - 03/02/2022 | HAMDEN, CT | |
B | 06/11/2005 - 03/02/2022 | HAMDEN, CT | |
IA | 08/20/2001 - 04/18/2005 | CROMWELL, CT | |
B | 02/11/1994 - 04/18/2005 | WINDSOR, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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