• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JEFFERSON DAVID PACE II
JAKE PACE, JEFFERSON D PACE
CRD#: 2433655
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 3550 Lenox Road
Suite 1950
Atlanta, GA 30326
Registration History
19952000200520102015202020252 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2009 (8 years)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)1994 - 2000 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (5 years)
Disclosure(s)
View By:
8/28/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/15/2024

B
Michigan 9/19/2024

B
Arizona 9/19/2024

B
Minnesota 10/15/2024

B
Arkansas 9/19/2024

B
Mississippi 9/19/2024

B
California 9/19/2024

B
Missouri 9/19/2024

B
Colorado 9/19/2024

B
Montana 10/14/2024

B
Connecticut 9/19/2024

B
Nebraska 10/15/2024

B
Delaware 9/24/2024

B
Nevada 9/23/2024

B
District of Columbia 9/19/2024

B
New Hampshire 9/19/2024

B
Florida 9/19/2024

B
New Jersey 9/19/2024

B
Georgia 9/19/2024

B
New York 9/19/2024

IA
Georgia 9/20/2024

B
North Carolina 10/16/2024

B
Hawaii 10/8/2024

B
Ohio 9/19/2024

B
Illinois 9/19/2024

B
Oregon 10/11/2024

B
Indiana 9/19/2024

B
Pennsylvania 9/19/2024

B
Iowa 10/15/2024

B
South Carolina 9/19/2024

B
Kansas 9/19/2024

B
Tennessee 9/19/2024

B
Kentucky 9/19/2024

B
Texas 9/19/2024

B
Louisiana 10/14/2024

IA
Texas 9/19/2024

B
Maine 9/19/2024

B
Virginia 9/19/2024

B
Maryland 9/19/2024

B
Washington 9/19/2024

B
Massachusetts 9/19/2024

B
Wisconsin 10/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Atlanta, GA
Registered with this firm since 9/19/2024

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Atlanta, GA
Registered with this firm since 9/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/10/2009 - 10/14/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
01/22/2009 - 10/14/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
IA
04/17/2003 - 02/10/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
11/08/2000 - 02/10/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
01/18/1994 - 11/20/2000 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.