Individual Firm
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WARREN BRADFORD STICKNEY
CRD#: 2432681
IA
B
LION STREET ADVISORS, LLCCRD#: 167610 2050 112TH AVE NE
STE 210
BELLEVUE, WA 98004
STE 210
BELLEVUE, WA 98004
LION STREET FINANCIAL, LLCCRD#: 165828 2050 112TH AVE NE
STE 210
BELLEVUE, WA 98004
STE 210
BELLEVUE, WA 98004
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7/15/1997
Employment Separation After Allegations
State Registrations
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Arizona 2/16/2018
B
New Jersey 3/26/2018
B
California 2/16/2018
B
Ohio 2/16/2018
B
Colorado 2/16/2018
B
Oregon 2/16/2018
B
Connecticut 2/16/2018
B
Texas 4/6/2018
B
Florida 2/16/2018
IA
Washington 2/16/2018
B
Hawaii 3/6/2018
B
Washington 2/21/2018
B
Idaho 3/19/2018
SRO Registrations
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Learn about permitted activities of registered principals
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Registered with this firm since 2/16/2018
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Registered with this firm since 2/16/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2012 - 02/19/2018 | BELLEVUE, WA | |
B | 02/14/2012 - 02/19/2018 | BELLEVUE, WA | |
IA | 09/09/2004 - 02/14/2012 | BELLEVUE, WA | |
B | 06/28/1997 - 02/14/2012 | BELLEVUE, WA | |
B | 01/13/1994 - 06/06/1997 | NEW YORK, NY |
BELLEVUE, WA
09/09/2004 - 02/14/2012
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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