Individual Firm
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PORFIRIO EDUARDO PEREZ
CRD#: 2432083
IA
B
WELLS FARGO ADVISORSCRD#: 19616 655 REITZ UNION DR UF
STE G1
GAINESVILLE, FL 32611
STE G1
GAINESVILLE, FL 32611
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8/22/2012
Customer Dispute
Denied
5/18/2001
Customer Dispute
Closed-No Action
State Registrations
B
California 11/5/2013
B
Missouri 11/5/2021
B
Colorado 11/5/2021
B
New Hampshire 6/13/2023
B
Florida 3/5/2013
B
New Jersey 6/7/2024
IA
Florida 3/6/2013
B
North Carolina 4/27/2020
B
Georgia 4/5/2017
B
Ohio 11/8/2021
B
Illinois 4/9/2024
B
Oklahoma 8/29/2019
B
Indiana 4/2/2024
B
South Carolina 6/14/2021
B
Michigan 4/27/2020
B
Tennessee 4/27/2017
B
Mississippi 6/14/2021
B
Washington 9/22/2020
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 3/6/2013
B
Registered with this firm since 3/5/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/22/2006 - 03/11/2013 | GAINESVILLE, FL | |
B | 05/19/2006 - 03/11/2013 | GAINESVILLE, FL | |
IA | 08/29/1995 - 05/24/2006 | GAINESVILLE, FL | |
B | 01/07/1994 - 05/24/2006 | GAINESVILLE, FL | |
B | 01/07/1994 - 01/05/2000 | NEW YORK, NY |
NEW YORK, NY
01/07/1994 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.