Individual Firm
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BEN HOWARD FELDMEYER
CRD#: 2431764
IA
B
ONESEVENCRD#: 283087 6500 CENTERVILLE BUSINESS PKWY
DAYTON, OH 45459
DAYTON, OH 45459
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 6500 Centerville Business Parkway
Dayton, OH 45459
Dayton, OH 45459
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9/5/2014
Customer Dispute
Denied
9/30/2004
Customer Dispute
Closed-No Action
State Registrations
B
Arizona 10/5/2023
B
Nevada 10/5/2023
B
California 9/22/2023
B
North Carolina 9/22/2023
B
Colorado 9/22/2023
B
Ohio 9/22/2023
B
Florida 9/22/2023
IA
Ohio 9/22/2023
B
Illinois 10/3/2023
B
South Carolina 9/22/2023
B
Indiana 9/27/2023
B
Texas 9/22/2023
B
Iowa 10/5/2023
IA
Texas 9/22/2023
B
Massachusetts 10/6/2023
B
Virginia 9/22/2023
B
Michigan 9/22/2023
IA
Virginia 9/22/2023
B
Missouri 4/16/2024
B
West Virginia 9/22/2023
B
Nebraska 9/22/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/22/2023
B
Registered with this firm since 9/22/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/18/1999 - 09/26/2023 | Dayton, OH | |
B | 01/28/1994 - 09/26/2023 | Dayton, OH | |
B | 01/28/1994 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.