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CULLEN BARCLAY MURRAY
CULLEN B MURRAY
CRD#: 2431344
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 PARK PL
ANNAPOLIS, MD 21401
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - Present (30 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - Present (31 years)
Disclosure(s)
View By:
8/9/2011
Customer Dispute
Settled
6/12/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 8/10/2023

B
New Hampshire 11/3/2023

B
Arizona 3/19/2018

B
New Jersey 5/3/2018

B
California 2/28/2001

B
New York 7/9/1996

B
Colorado 2/28/2018

B
North Carolina 7/10/1996

B
Connecticut 1/23/2014

B
Ohio 5/3/2018

B
Delaware 1/3/1996

B
Oregon 9/27/2018

B
District of Columbia 3/8/1996

B
Pennsylvania 3/23/1995

IA
District of Columbia 11/4/2002

B
South Carolina 7/10/1996

B
Florida 1/4/1996

B
South Dakota 1/5/2021

B
Georgia 10/3/1994

IA
Texas 9/1/1994

B
Idaho 12/15/2020

B
Texas 5/9/2018

B
Louisiana 6/13/2011

B
Utah 12/15/2021

B
Maryland 12/23/1993

B
Vermont 7/15/2020

IA
Maryland 8/24/1994

B
Virginia 1/10/1995

B
Massachusetts 7/9/1996

IA
Virginia 4/24/2002

B
Michigan 2/28/2019

B
Washington 7/9/1996

B
Missouri 6/8/2022

B
West Virginia 5/22/2018

B
Montana 5/3/2018

B
Wisconsin 8/27/2001

B
Nevada 5/11/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 PARK PL, ANNAPOLIS, MD 21401
Annapolis, MD
Registered with this firm since 8/24/1994

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 PARK PL, ANNAPOLIS, MD 21401
Annapolis, MD
Registered with this firm since 12/23/1993

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.