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CARLEEN OSINA
CARLEEN MARIE JOHNSON, CARLEEN MARIE OSINA
CRD#: 2431290
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
19952000200520102015202020252 FIRMS1997 - 2008 (10 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - Present (10 years)BSMITH BARNEY INC. (CRD# 7059)1995 - 1996 (1 year)
License(s)

State Registrations

B
Arizona 8/9/2024

B
North Carolina 4/22/2022

B
California 4/22/2022

B
Ohio 6/9/2022

B
Colorado 4/22/2022

B
Oklahoma 4/22/2022

B
Florida 4/22/2022

B
Oregon 4/22/2022

B
Georgia 4/22/2022

B
Pennsylvania 4/22/2022

B
Illinois 4/22/2022

B
South Carolina 4/11/2024

B
Kentucky 4/22/2022

B
Tennessee 6/8/2022

B
Louisiana 4/22/2022

B
Texas 4/21/2022

B
Maryland 4/22/2022

IA
Texas 4/21/2022

B
Mississippi 8/1/2024

B
Utah 4/22/2022

B
Montana 4/25/2022

B
Vermont 4/22/2022

B
Nebraska 5/3/2024

B
Virginia 4/22/2022

B
New Jersey 4/22/2022

B
Washington 4/22/2022

B
New Mexico 4/22/2022

B
West Virginia 4/22/2022

B
New York 4/22/2022

B
Wisconsin 4/22/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 4/21/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 11/10/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/20/1997 - 02/19/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PLANO, TX
B
05/19/1997 - 02/19/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PLANO, TX
B
02/01/1995 - 11/13/1996 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.