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Detailed Report
Vanessa Magno
JOY MAGNO, VANESSA P MAGNO, VANESSA PALENCIA MAGNO
CRD#: 2431267
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Willis Tower
233 South Wacker Drive, Suite 8200 Region 5
Chicago, IL 60606
Registration History
19952000200520102015202020252 FIRMS2005 - 2011 (5 years)2 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BU.S. GLOBAL BROKERAGE, INC. (CRD# 44721)2012 - 2012 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2005 (6 years)BCOWEN & CO. (CRD# 1541)1994 - 1996 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Alabama 10/9/2018
B
Nebraska 10/14/2018
B
Alaska 10/10/2018
B
Nevada 10/23/2018
B
Arizona 10/12/2018
B
New Hampshire 10/10/2018
B
Arkansas 10/17/2018
B
New Jersey 11/16/2018
B
California 10/9/2018
B
New Mexico 10/12/2018
B
Colorado 10/11/2018
B
New York 10/10/2018
B
Connecticut 10/10/2018
B
North Carolina 10/8/2018
B
Delaware 10/16/2018
B
North Dakota 10/9/2018
B
District of Columbia 10/11/2018
B
Ohio 10/8/2018
B
Florida 10/10/2018
B
Oklahoma 10/12/2018
B
Georgia 10/9/2018
B
Oregon 10/9/2018
B
Hawaii 10/9/2018
B
Pennsylvania 10/11/2018
B
Idaho 10/9/2018
B
Puerto Rico 10/11/2018
IA
Illinois 10/8/2018
B
Rhode Island 10/12/2018
B
Illinois 10/9/2018
B
South Carolina 10/12/2018
B
Indiana 10/10/2018
B
South Dakota 10/11/2018
B
Iowa 10/12/2018
B
Tennessee 10/10/2018
B
Kansas 11/2/2018
IA
Texas 10/10/2018
B
Kentucky 10/15/2018
B
Texas 10/11/2018
B
Louisiana 10/11/2018
B
Utah 10/9/2018
B
Maine 10/9/2018
B
Vermont 10/16/2018
B
Maryland 10/10/2018
B
Virgin Islands 10/15/2018
B
Massachusetts 10/11/2018
B
Virginia 10/9/2018
B
Michigan 10/12/2018
B
Washington 10/12/2018
B
Minnesota 10/12/2018
B
West Virginia 10/31/2018
B
Mississippi 10/11/2018
B
Wisconsin 10/9/2018
B
Missouri 10/10/2018
B
Wyoming 10/9/2018
B
Montana 10/9/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606
Registered with this firm since 10/8/2018
B
MORGAN STANLEY (CRD#:149777)
Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606
Registered with this firm since 10/8/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/25/2017 - 10/11/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) CHICAGO, IL
B
 03/25/2017 - 10/11/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) CHICAGO, IL
IA
 02/28/2017 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHICAGO, IL
B
 02/28/2017 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHICAGO, IL
IA
 01/08/2014 - 02/09/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHICAGO, IL
B
 02/25/2014 - 02/09/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHICAGO, IL
B
 06/28/2012 - 12/03/2012 U.S. GLOBAL BROKERAGE, INC. (CRD#:44721) SAN ANTONIO, TX
IA
 12/07/2005 - 08/08/2011 CLEARBRIDGE ADVISORS, LLC (CRD#:137028) NEW YORK, NY
B
 12/01/2005 - 08/08/2011 LEGG MASON INVESTOR SERVICES, LLC (CRD#:109064) SAN MATEO, CA
IA
 11/03/2005 - 12/19/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
 02/09/1999 - 12/01/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 10/28/1994 - 03/18/1996 COWEN & CO. (CRD#:1541) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.