View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 09/25/2020 - 12/23/2021 | Stamford, CT | |
B | 09/24/2020 - 12/23/2021 | Stamford, CT | |
IA | 03/19/2018 - 08/18/2020 | NEW YORK, NY | |
B | 03/19/2018 - 08/18/2020 | NEW YORK, NY | |
IA | 09/26/2014 - 10/12/2016 | HUNTINGTON STATION, NY | |
B | 09/24/2014 - 10/12/2016 | HUNTINGTON STATION, NY | |
IA | 01/14/2013 - 08/06/2014 | WHITE PLAINS, NY | |
B | 01/14/2013 - 08/06/2014 | WHITE PLAINS, NY | |
IA | 10/01/2012 - 01/07/2013 | NEW YORK, NY | |
B | 10/01/2012 - 01/07/2013 | NEW YORK, NY | |
IA | 06/09/2010 - 10/01/2012 | WHITE PLAINS, NY | |
B | 06/09/2010 - 10/01/2012 | WHITE PLAINS, NY | |
IA | 11/10/2009 - 06/21/2010 | PURCHASE, NY | |
B | 11/25/2009 - 06/21/2010 | PURCHASE, NY | |
IA | 11/22/2006 - 12/14/2009 | PURCHASE, NY | |
B | 10/23/1997 - 12/14/2009 | PURCHASE, NY |