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ERIC WILLIAM LUTZ
CRD#: 2430579
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1 LAFAYETTE PL
GREENWICH, CT 06830
Registration History
19952000200520102015202020252 FIRMS1994 - 1994 (<1 year)2 FIRMS2003 - 2006 (3 years)2 FIRMS2013 - Present (11 years)BFIELDPOINT PRIVATE SECURITIES, LLC (CRD# 18975)2011 - 2013 (1 year)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2002 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)1997 - 1999 (1 year)BSHAWMUT BROKERAGE, INC. (CRD# 17081)1995 - 1996 (1 year)IAFIELDPOINT PRIVATE SECURITIES, LLC (CRD# 18975)2012 - 2013 (<1 year)
License(s)

State Registrations

B
Arkansas 9/29/2023

B
New Jersey 6/12/2013

IA
Connecticut 6/11/2013

B
New York 6/12/2013

B
Connecticut 6/12/2013

B
Rhode Island 6/11/2013

B
Florida 6/13/2013

B
Utah 9/19/2023

B
Massachusetts 6/12/2013

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1 LAFAYETTE PL, GREENWICH, CT 06830
1 LAFAYETTE PL [VH-RBO], GREENWICH, CT 06830
Registered with this firm since 6/11/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1 LAFAYETTE PL, GREENWICH, CT 06830
1 LAFAYETTE PL [VH-RBO], GREENWICH, CT 06830
Registered with this firm since 6/11/2013

Previous Registration(s)
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IA
07/17/2012 - 01/07/2013 FIELDPOINT PRIVATE SECURITIES, LLC (CRD#:18975) GREENWICH, CT
B
05/05/2011 - 01/07/2013 FIELDPOINT PRIVATE SECURITIES, LLC (CRD#:18975) GREENWICH, CT
IA
03/20/2003 - 09/19/2006 WEBSTER INVESTMENT SERVICES, INC (CRD#:46588) WATERBURY, CT
B
01/29/2003 - 09/19/2006 WEBSTER INVESTMENT SERVICES, INC. (CRD#:46588) WATERBURY, CT
B
06/29/2001 - 03/25/2002 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
06/17/1997 - 03/04/1999 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
02/27/1995 - 02/12/1996 SHAWMUT BROKERAGE, INC. (CRD#:17081)
B
03/28/1994 - 07/15/1994 MDS SECURITIES INCORPORATED (CRD#:29367) CARMEL, IN
B
01/04/1994 - 03/28/1994 SHAWMUT BROKERAGE, INC. (CRD#:17081)
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B
Broker
IA
Investment Adviser
Disclosures
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