• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MARION STANFORD MCMILLAN
CRD#: 2430548
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 320 East Main Street
Suite 410
Spartanburg, SC 29302
Registration History
19952000200520102015202020252 FIRMS1994 - 2009 (15 years)2 FIRMS2009 - Present (16 years)
License(s)

State Registrations

B
Alaska 9/8/2023

B
North Carolina 6/1/2009

B
Arkansas 1/25/2021

B
Ohio 7/15/2022

B
California 6/1/2009

B
Pennsylvania 6/1/2009

B
Florida 6/1/2009

B
Rhode Island 11/8/2024

B
Georgia 6/1/2009

B
South Carolina 6/1/2009

B
Indiana 5/26/2021

IA
South Carolina 6/1/2009

B
Louisiana 5/26/2021

B
Tennessee 6/1/2009

B
Nevada 6/1/2009

B
Texas 6/1/2009

B
New Jersey 6/1/2009

IA
Texas 4/23/2020

B
New Mexico 11/28/2023

B
Virginia 8/23/2011

B
New York 6/1/2009

B
Washington 11/13/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
320 East Main Street Suite 410, Spartanburg, SC 29302
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
320 East Main Street Suite 410, Spartanburg, SC 29302
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/10/1994 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SPARTANBURG, SC
B
01/11/1994 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SPARTANBURG, SC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.