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BRUNO PERAZA
CRD#: 2430260
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 CORAL GABLES, FL
CETERA ADVISOR NETWORKS LLCCRD#: 13572 CORAL GABLES, FL
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2000 (1 year)2 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - 2019 (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - Present (5 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2005 - 2010 (4 years)BNEW ENGLAND SECURITIES (CRD# 615)2005 - 2006 (<1 year)BTHE PARTNERS FINANCIAL GROUP, INC. (CRD# 31979)2002 - 2003 (<1 year)BMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2001 - 2002 (<1 year)BTRADESTATION SECURITIES, INC. (CRD# 39473)2001 - 2001 (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2001 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IASUMMIT FINANCIAL GROUP INC (CRD# 109485)2019 - 2021 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2006 - 2010 (4 years)
Disclosure(s)
View By:
8/23/2013
Customer Dispute
Closed-No Action
7/29/2010
Judgment / Lien
6/19/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 10/30/2019

B
New Jersey 11/7/2019

IA
Florida 5/15/2023

B
New York 2/11/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
CORAL GABLES, FL
Registered with this firm since 5/15/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
CORAL GABLES, FL
Registered with this firm since 10/29/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/22/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BOCA RATON, FL
IA
11/21/2019 - 05/20/2021 SUMMIT FINANCIAL GROUP INC (CRD#:109485) CORAL GABLES, FL
IA
12/09/2014 - 10/31/2019 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) CORAL GABLES, FL
B
12/01/2014 - 10/31/2019 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) CORAL GABLES, FL
IA
08/31/2010 - 12/03/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) HIALEAH, FL
B
08/26/2010 - 12/03/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) HIALEAH, FL
IA
01/17/2006 - 09/15/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) HIALEAH, FL
B
12/14/2005 - 09/15/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) HIALEAH, FL
B
05/09/2005 - 01/06/2006 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
06/24/2002 - 03/17/2003 THE PARTNERS FINANCIAL GROUP, INC. (CRD#:31979) MIAMI, FL
B
10/22/2001 - 03/19/2002 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) GREENWOOD VILLAGE, CO
B
07/25/2001 - 09/13/2001 TRADESTATION SECURITIES, INC. (CRD#:39473) PLANTATION, FL
B
11/01/2000 - 07/16/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
08/24/1999 - 12/01/2000 R.K. GRACE & COMPANY (CRD#:35203) MIAMI, FL
B
10/12/1999 - 11/02/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.