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ROBERT WILLIAM MCGOWAN JR
BILL MCGOWAN JR
CRD#: 2429055
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 115 TOM HALL ST
FORT MILL, SC 29715
Registration History
19952000200520102015202020252 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2009 (11 years)BNATIONSSECURITIES (CRD# 32542)1993 - 1998 (4 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 12/13/2022

IA
North Carolina 10/23/2009

B
Arizona 10/23/2009

B
Ohio 2/14/2022

B
Arkansas 10/23/2009

B
South Carolina 10/23/2009

B
Florida 12/4/2014

IA
South Carolina 10/23/2009

B
Georgia 10/23/2009

B
Texas 3/17/2010

B
Louisiana 1/23/2020

IA
Texas 3/18/2010

B
Maryland 6/15/2016

B
Utah 10/23/2024

B
Michigan 5/15/2015

B
Virginia 10/23/2009

B
North Carolina 10/23/2009

B
Washington 10/23/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
115 TOM HALL ST, FORT MILL, SC 29715
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
115 TOM HALL ST, FORT MILL, SC 29715
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/30/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROCK HILL, SC
B
01/01/1998 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROCK HILL, SC
B
12/13/1993 - 01/01/1998 NATIONSSECURITIES (CRD#:32542)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.