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Detailed Report
SUZETTE ANNE HIPPERT
SUE BADER, SUZETTE ANNE BADER
CRD#: 2428458
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 150 N RADNOR-CHESTER RD
STE A100
WAYNE, PA 19087
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (8 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (6 years)
License(s)

State Registrations

B
California 7/1/2003
B
North Carolina 5/19/2022
B
Colorado 1/23/2007
B
Ohio 7/1/2003
B
Delaware 1/23/2007
B
Oregon 8/23/2023
B
Florida 1/23/2007
B
Pennsylvania 7/1/2003
B
Hawaii 12/6/2024
IA
Pennsylvania 9/9/2016
B
Maryland 4/17/2020
B
Rhode Island 9/11/2013
B
Massachusetts 1/12/2007
B
South Carolina 7/1/2003
B
New Jersey 1/23/2007
B
Utah 3/12/2014
B
New York 1/23/2007
B
Washington 7/1/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
Registered with this firm since 9/9/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
Registered with this firm since 7/1/2003
Previous Registration(s)
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B
 07/22/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.