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DIERDRE VALLIER COLLINS
CRD#: 2428231
IA
Investment Adviser
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Previous Broker
INTEGRATED WEALTH CONCEPTS LLCCRD#: 284656 200 5TH AVE
SUITE 4010
WALTHAM, MA 02451
Registration History
19952000200520102015202020252 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - 2017 (1 year)IAINTEGRATED WEALTH CONCEPTS LLC (CRD# 284656)2017 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2017 - 2022 (4 years)BINVESTORS CAPITAL CORP. (CRD# 30613)2002 - 2005 (3 years)BNEW ENGLAND SECURITIES (CRD# 615)1993 - 2002 (8 years)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2005 - 2005 (<1 year)IAEASTERN POINT ADVISORS INC. (CRD# 107123)2003 - 2004 (1 year)
Disclosure(s)
View By:
9/17/2004
Customer Dispute
Denied
3/18/2004
Customer Dispute
Denied
License(s)

State Registrations

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Massachusetts 2/23/2017

Current Registration(s)
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INTEGRATED WEALTH CONCEPTS LLC (CRD#:284656)
200 5TH AVE SUITE 4010, WALTHAM, MA 02451
Registered with this firm since 2/23/2017

Previous Registration(s)
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02/17/2017 - 01/20/2022 LPL FINANCIAL LLC (CRD#:6413) WALTHAM, MA
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01/27/2016 - 02/27/2017 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) Bedford, MA
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01/04/2016 - 02/27/2017 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) Bedford, MA
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06/01/2012 - 01/30/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) BURLINGTON, MA
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06/01/2012 - 01/30/2016 INVESTORS CAPITAL CORP. (CRD#:30613) BURLINGTON, MA
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03/17/2011 - 06/29/2012 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) WESTBORO, MA
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03/16/2011 - 06/29/2012 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) WESTBORO, MA
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12/05/2006 - 03/29/2011 LPL FINANCIAL LLC (CRD#:6413) SOUTHBOROUGH, MA
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12/04/2006 - 03/29/2011 LPL FINANCIAL LLC (CRD#:6413) SOUTHBOROUGH, MA
IA
09/13/2005 - 12/11/2006 NEXT FINANCIAL GROUP, INC. (CRD#:46214) BEDFORD, MA
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08/26/2005 - 12/11/2006 NEXT FINANCIAL GROUP, INC. (CRD#:46214) BEDFORD, MA
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02/03/2005 - 08/26/2005 INVESTORS CAPITAL ADVISORY (CRD#:30613) BEDFORD, MA
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05/10/2002 - 08/26/2005 INVESTORS CAPITAL CORP. (CRD#:30613) LYNNFIELD, MA
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02/24/2003 - 12/31/2004 EASTERN POINT ADVISORS INC. (CRD#:107123) BEDFORD, MA
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12/13/1993 - 05/10/2002 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.