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JEFFREY L FACTOR
CRD#: 2427721
IA
B
MORGAN STANLEYCRD#: 149777 112 Worcester Street
Wellesley, MA 02481
Wellesley, MA 02481
0
Disclosures
30
Years of Experience
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State Registrations
B
Arizona 6/28/2019
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New York 6/1/2009
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Arkansas 2/9/2023
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North Carolina 6/1/2009
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California 6/1/2009
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Ohio 2/19/2019
B
Colorado 6/1/2009
B
Oregon 1/8/2019
B
Connecticut 6/1/2009
B
Pennsylvania 6/1/2009
B
Delaware 1/2/2024
B
Rhode Island 10/17/2017
B
District of Columbia 7/29/2013
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Rhode Island 6/27/2022
B
Florida 6/1/2009
B
South Carolina 1/4/2024
B
Georgia 6/28/2019
B
South Dakota 1/3/2024
B
Illinois 6/28/2019
B
Tennessee 3/17/2022
B
Kansas 2/5/2019
B
Texas 6/1/2009
B
Maine 9/19/2013
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Texas 6/1/2009
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Maryland 5/15/2023
B
Vermont 5/15/2023
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Missouri 4/3/2024
B
Washington 6/1/2009
B
Nevada 8/7/2020
B
West Virginia 12/6/2019
B
New Hampshire 6/1/2009
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Wisconsin 11/8/2016
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New Jersey 6/1/2009
SRO Registrations
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B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/19/2007 - 06/01/2009 | WELLESLEY, MA | |
B | 04/02/2007 - 06/01/2009 | WELLESLEY, MA | |
B | 05/17/1996 - 04/02/2007 | WELLESLEY, MA | |
B | 01/01/1996 - 01/10/1996 | WEEHAWKEN, NJ | |
B | 06/08/1994 - 12/31/1995 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.