Individual Firm
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GEORGE RAYMOND HUFF
CRD#: 2427350
IA
B
SPCCRD#: 110692 3105 MEADOW LANE
HARRISBURG, PA 17109
HARRISBURG, PA 17109
PARKLAND SECURITIES, LLCCRD#: 115368 HARRISBURG, PA
0
Disclosures
27
Years of Experience
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State Registrations
B
California 10/12/2020
B
Pennsylvania 12/12/2002
B
Montana 8/5/2013
IA
Pennsylvania 1/13/2003
IA
Montana 10/2/2013
SRO Registrations
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/19/1999 - 12/11/2002 | LOS ANGELES, CA | |
B | 08/27/1997 - 01/04/1999 | BETHESDA, MD | |
B | 02/08/1994 - 07/15/1994 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.