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Detailed Report
MATT L PRICE
MADISON LYNN PRICE, Madison L Price, Madison Price, Madison (Matt) L Price, Madison (Matt) Lynn Price…
CRD#: 2427006
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 27201 Tourney Rd., Ste. 201V
Valencia, CA 91355-1854
Registration History
19952000200520102015202020252 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - 2024 (9 years)2 FIRMS2024 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1994 - 2008 (14 years)BSPELMAN & CO., INC. (CRD# 10232)1994 - 1994 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2008 (11 years)
License(s)

State Registrations

B
Alabama 3/8/2024
B
Louisiana 3/8/2024
B
Arizona 3/8/2024
B
South Dakota 3/8/2024
B
California 3/8/2024
B
Texas 3/8/2024
IA
California 3/8/2024
IA
Texas 3/8/2024
B
Colorado 3/8/2024
B
Washington 3/8/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
27201 Tourney Rd., Ste. 201V, Valencia, CA 91355-1854
Newhall, CA
Registered with this firm since 3/8/2024
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
27201 Tourney Rd., Ste. 201V, Valencia, CA 91355-1854
Newhall, CA
Registered with this firm since 3/8/2024
Previous Registration(s)
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IA
 02/26/2015 - 03/19/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
B
 02/26/2015 - 03/19/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
IA
 06/01/2009 - 03/11/2015 MORGAN STANLEY (CRD#:149777) VALENCIA, CA
B
 06/01/2009 - 03/11/2015 MORGAN STANLEY (CRD#:149777) VALENCIA, CA
IA
 12/12/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) VALENCIA, CA
B
 12/12/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) VALENCIA, CA
IA
 07/08/1997 - 12/18/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHERMAN OAKS, CA
B
 07/25/1994 - 12/18/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHERMAN OAKS, CA
B
 02/08/1994 - 06/22/1994 SPELMAN & CO., INC. (CRD#:10232) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.