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ROCIO C HARB
ROCIO AYALA, ROCIO HARB, ROCIO PERRERA
CRD#: 2426842
IA
Investment Adviser
B
Broker
IPG INVESTMENT ADVISORS, LLCCRD#: 152990 MIAMI, FL
INVESTMENT PLACEMENT GROUPCRD#: 14458 1111 Brickell Avenue
Suite 2720
Miami, FL 33131
Registration History
19952000200520102015202020252 FIRMS2015 - 2016 (1 year)IAIPG INVESTMENT ADVISORS, LLC (CRD# 152990)2019 - Present (5 years)BINVESTMENT PLACEMENT GROUP (CRD# 14458)2016 - Present (8 years)BDOMINICK & DOMINICK LLC (CRD# 7344)2004 - 2015 (10 years)BFIRST SECURITY INVESTMENTS, INC. (CRD# 24035)2002 - 2004 (2 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1994 - 2002 (7 years)IAIPG INVESTMENT ADVISORS, LLC (CRD# 152990)2019 - 2022 (3 years)
License(s)

State Registrations

B
California 7/20/2016

B
New Jersey 7/20/2016

B
Colorado 9/23/2016

B
New York 7/20/2016

B
Connecticut 9/23/2016

B
North Carolina 10/3/2016

B
District of Columbia 10/14/2016

B
Oregon 10/7/2016

B
Florida 7/20/2016

B
Puerto Rico 10/18/2016

IA
Florida 7/2/2019

B
Texas 7/20/2016

B
Georgia 9/27/2016

B
Washington 10/12/2021

B
Maryland 9/30/2016

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
IPG INVESTMENT ADVISORS, LLC (CRD#:152990)
MIAMI, FL
Registered with this firm since 7/2/2019

B
INVESTMENT PLACEMENT GROUP (CRD#:14458)
1111 Brickell Avenue Suite 2720, Miami, FL 33131
Registered with this firm since 7/20/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/02/2019 - 12/31/2022 IPG INVESTMENT ADVISORS, LLC (CRD#:152990) MIAMI, FL
IA
03/05/2015 - 06/28/2016 WUNDERLICH SECURITIES, INC. (CRD#:2543) Miami, FL
B
01/21/2015 - 06/28/2016 WUNDERLICH SECURITIES, INC. (CRD#:2543) Miami, FL
B
09/01/2004 - 01/26/2015 DOMINICK & DOMINICK LLC (CRD#:7344) MIAMI, FL
B
08/21/2002 - 09/02/2004 FIRST SECURITY INVESTMENTS, INC. (CRD#:24035) KINGSTON, PA
B
12/06/1994 - 08/28/2002 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.