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FRANKLIN LEFLER JR
FRANK LEFLER JR
CRD#: 2426637
IA
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TRUIST ADVISORY SERVICES, INC.CRD#: 283390 11253 N 56TH ST
TEMPLE TERRACE, FL 33617
TEMPLE TERRACE, FL 33617
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 2208 E FOWLER AVE
TAMPA, FL 33612
TAMPA, FL 33612
0
Disclosures
30
Years of Experience
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State Registrations
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Alabama 12/20/2019
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Montana 3/2/2012
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Arizona 1/7/2020
B
New Jersey 5/6/2021
B
Arkansas 6/22/2021
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New York 3/5/2007
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Connecticut 2/13/2020
B
North Carolina 9/27/2012
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Florida 3/15/2001
B
South Carolina 1/23/2022
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Florida 9/9/2016
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Tennessee 4/27/2023
B
Georgia 2/12/2008
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Texas 10/30/2019
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Illinois 6/25/2018
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Texas 11/18/2019
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Maryland 8/13/2019
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Utah 1/9/2018
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Massachusetts 8/21/2019
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Virginia 8/13/2010
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Mississippi 12/16/2021
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Wisconsin 9/17/2019
SRO Registrations
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Registered with this firm since 9/9/2016
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Registered with this firm since 3/15/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/15/2001 - 12/31/2016 | TAMPA, FL | |
B | 07/27/1999 - 03/01/2001 | BIRMINGHAM, AL | |
B | 08/15/1997 - 07/29/1999 | OAKDALE, MN | |
B | 08/28/1995 - 06/10/1997 | NEW YORK, NY | |
B | 11/30/1993 - 03/10/1995 | SPRINGFIELD, MA | |
B | 11/30/1993 - 03/10/1995 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.