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BARBARA ANN SHAKER
BARBARA ANN BENE, BARBARA SHAKER
CRD#: 2426384
IA
B
MORGAN STANLEYCRD#: 149777 61 South Paramus Road
3Rd Floor
Paramus, NJ 07652
3Rd Floor
Paramus, NJ 07652
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Alabama 2/8/2023
B
Nevada 11/19/2018
B
Alaska 2/8/2023
B
New Hampshire 11/19/2018
B
Arizona 2/8/2023
B
New Jersey 8/10/2012
B
Arkansas 2/8/2023
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New Jersey 5/25/2016
B
California 2/8/2023
B
New Mexico 2/8/2023
B
Colorado 11/9/2018
B
New York 5/24/2016
B
Connecticut 2/8/2023
B
North Carolina 11/20/2018
B
Delaware 2/8/2023
B
North Dakota 2/8/2023
B
District of Columbia 2/8/2023
B
Ohio 2/9/2023
B
Florida 11/9/2018
B
Oklahoma 2/8/2023
B
Georgia 2/8/2023
B
Oregon 2/8/2023
B
Hawaii 2/8/2023
B
Pennsylvania 2/8/2023
B
Idaho 2/8/2023
B
Puerto Rico 2/8/2023
B
Illinois 2/8/2023
B
Rhode Island 2/8/2023
B
Indiana 2/8/2023
B
South Carolina 2/8/2023
B
Iowa 2/8/2023
B
South Dakota 2/8/2023
B
Kansas 2/8/2023
B
Tennessee 2/8/2023
B
Kentucky 2/8/2023
B
Texas 2/8/2023
B
Louisiana 2/8/2023
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Texas 2/10/2023
B
Maine 2/8/2023
B
Utah 2/8/2023
B
Maryland 2/8/2023
B
Vermont 2/8/2023
B
Massachusetts 2/8/2023
B
Virgin Islands 2/8/2023
B
Michigan 2/8/2023
B
Virginia 2/8/2023
B
Minnesota 2/8/2023
B
Washington 2/8/2023
B
Mississippi 2/8/2023
B
West Virginia 2/8/2023
B
Missouri 2/8/2023
B
Wisconsin 2/8/2023
B
Montana 2/8/2023
B
Wyoming 2/8/2023
B
Nebraska 2/8/2023
SRO Registrations
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B
B
B
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Learn about permitted activities of registered principals
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Registered with this firm since 5/25/2016
B
Registered with this firm since 11/16/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/17/2008 - 05/13/2009 | PARAMUS, NJ | |
B | 06/07/2007 - 10/28/2008 | LITTLE FALLS, NJ |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.