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James Patrick Shanahan IV
JAMES PATRICK SHANAHAN IV, JAMES PATRICK SHANAHAN
CRD#: 2426205
IA
B
EDWARD JONESCRD#: 250 12555 MANCHESTER ROAD
ST. LOUIS, MO 63131
ST. LOUIS, MO 63131
0
Disclosures
25
Years of Experience
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State Registrations
B
Missouri 4/30/2012
IA
Missouri 11/4/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/4/2024
B
Registered with this firm since 4/30/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/01/2003 - 03/20/2012 | ST LOUIS, MO | |
B | 04/16/2002 - 07/01/2003 | ST. LOUIS, MO | |
B | 10/19/2001 - 04/10/2002 | ST. LOUIS, MO | |
B | 07/22/1998 - 08/24/1998 | WEEHAWKEN, NJ | |
B | 01/19/1995 - 07/31/1997 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.