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Detailed Report
DAVID ALAN BEEMER
CRD#: 2425533
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 Bath, ME
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2012 - 2024 (11 years)BINVESTORS SECURITY COMPANY, INC. (CRD# 2331)2002 - 2012 (10 years)BLASALLE ST SECURITIES, L.L.C. (CRD# 7191)2001 - 2001 (<1 year)BEISNER SECURITIES, INC. (CRD# 40585)1999 - 2001 (2 years)BINVESTORS SECURITY COMPANY, INC. (CRD# 2331)1999 - 1999 (<1 year)BPFS INVESTMENTS INC. (CRD# 10111)1994 - 1999 (5 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2016 - 2024 (8 years)
License(s)

State Registrations

B
Alabama 6/14/2024
B
New York 6/14/2024
B
Arkansas 6/14/2024
B
North Carolina 6/14/2024
B
California 6/14/2024
B
Ohio 6/14/2024
B
Florida 6/14/2024
B
Oregon 6/14/2024
B
Georgia 6/14/2024
B
South Carolina 6/14/2024
B
Indiana 6/14/2024
B
Tennessee 6/14/2024
B
Maine 6/14/2024
B
Texas 6/14/2024
IA
Maine 6/14/2024
B
Utah 6/14/2024
B
Maryland 6/14/2024
B
Virginia 6/14/2024
B
Minnesota 6/14/2024
B
Wisconsin 6/14/2024
B
Nevada 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
Bath, ME
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
Bath, ME
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 04/27/2016 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) Bath, ME
B
 12/07/2012 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) Bath, ME
B
 01/16/2002 - 12/07/2012 INVESTORS SECURITY COMPANY, INC. (CRD#:2331) VA BEACH, VA
B
 09/29/2001 - 12/31/2001 LASALLE ST SECURITIES, L.L.C. (CRD#:7191) ELMHURST, IL
B
 06/15/1999 - 10/01/2001 EISNER SECURITIES, INC. (CRD#:40585) ST. LOUIS, MO
B
 03/19/1999 - 06/11/1999 INVESTORS SECURITY COMPANY, INC. (CRD#:2331) SUFFOLK, VA
B
 01/01/1994 - 03/22/1999 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.