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FREDRIC JAN MANNHEIMER
FRED MANNHEIMER, FREDRIC J MANNHEIMER
CRD#: 2425482
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
19952000200520102015202020252 FIRMS1994 - Present (31 years)
Disclosure(s)
View By:
5/5/2004
Customer Dispute
Settled
11/7/2001
Customer Dispute
Denied
6/13/2000
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/9/2019

B
Massachusetts 5/14/2012

B
Arizona 6/18/2020

B
Michigan 1/13/2025

B
Arkansas 1/3/2013

B
New Hampshire 1/14/2016

B
California 7/30/1996

B
New Jersey 5/11/1994

B
Colorado 5/14/2014

B
New York 1/25/1994

B
Connecticut 2/27/2015

B
North Carolina 11/13/2006

B
District of Columbia 10/1/2013

B
Ohio 7/22/2015

B
Florida 1/13/1994

B
Pennsylvania 8/31/1999

IA
Florida 1/13/1994

B
Rhode Island 2/17/2009

B
Georgia 12/10/1996

B
South Carolina 2/5/2014

IA
Georgia 5/25/2006

B
Tennessee 7/13/2006

B
Illinois 1/8/2016

B
Texas 6/8/1999

B
Indiana 10/31/2003

IA
Texas 6/8/1999

B
Louisiana 1/11/2012

B
Vermont 10/7/2022

B
Maryland 6/25/2015

B
Virginia 6/9/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 1/13/1994

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 1/5/1994

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.