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KEVIN JOHN MARUMOTO
KEVIN JOHN MARYMOTO
CRD#: 2425120
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3900 KILROY AIRPORT WAY
STE 190
LONG BEACH, CA 90806-6815
Registration History
1995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1997 - Present (27 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1994 - Present (30 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1994 - 2006 (12 years)BAMERICAN EXPRESS SERVICE CORPO... (CRD# 10518)1994 - 1994 (<1 year)
Disclosure(s)
View By:
12/9/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/16/2018

B
Montana 2/17/2017

B
Alaska 6/29/2021

B
Nebraska 10/21/2024

B
Arizona 1/20/2000

B
Nevada 1/21/2000

B
California 3/28/1994

B
New Hampshire 1/2/2013

IA
California 12/15/1997

B
New Jersey 11/11/2016

B
Colorado 1/20/2000

B
New Mexico 12/19/2018

B
Connecticut 9/16/2015

B
New York 1/7/2002

B
District of Columbia 12/5/2018

B
North Carolina 11/22/2017

B
Florida 1/28/2008

B
Ohio 2/13/2017

B
Georgia 12/18/2018

B
Oklahoma 12/18/2018

B
Hawaii 1/21/2000

B
Oregon 7/14/2014

B
Idaho 5/2/2013

B
Pennsylvania 9/30/2011

B
Illinois 9/2/2010

B
South Carolina 5/30/2018

B
Indiana 12/18/2018

B
Tennessee 11/9/2020

B
Iowa 11/15/2012

B
Texas 6/3/2009

B
Kansas 12/19/2018

IA
Texas 6/8/2009

B
Kentucky 3/8/2017

B
Utah 10/7/2008

B
Maryland 9/2/2010

B
Vermont 12/4/2020

B
Massachusetts 2/13/2017

B
Virginia 3/11/2009

B
Michigan 6/1/2015

B
Washington 1/20/2000

B
Minnesota 8/1/2012

B
Wisconsin 4/26/2024

B
Missouri 3/19/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3900 KILROY AIRPORT WAY STE 190, LONG BEACH, CA 90806-6815
Irvine, CA
Registered with this firm since 12/15/1997

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3900 KILROY AIRPORT WAY STE 190, LONG BEACH, CA 90806-6815
Irvine, CA
Registered with this firm since 3/10/1994

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/10/1994 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
09/02/1994 - 12/31/1994 AMERICAN EXPRESS SERVICE CORPORATION (CRD#:10518) MINNEAPOLIS, MN
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.